Securities Regulation (LAW293H1S)

Note: The Quercus program will be used for this course. 

This course will cover, from a practitioner’s perspective, the key aspects of the law in Ontario that governs the use of capital markets by corporations and other business organizations. The course begins with an account of the development, scope and enforcement of securities regulation. Subsequent topics covered include: requirements for raising capital through an offering of securities to the public, including disclosure; ongoing continuous disclosure requirements for reporting issuers and insider trading; shareholder democracy and corporate governance issues under securities law; and the rules governing take-over bids and special transactions. In this course, we address these topics by examining Canadian securities legislation and related rules and policies, as well as by examining leading cases from the courts and the Ontario Securities Commission on key aspects of securities regulation.