All Publications

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Authored and Co-authored Books:

Cases, Materials and Notes on Partnerships and Canadian Business Corporations, 5th edition (Toronto: Carswell, 2011) (with Harris, Daniels, Dhir, Iacobucci, Lee, MacIntosh, Puri, Waitzer and Ziegel). 

Securities Law in Canada: Cases and Commentary, 2nd edition (Toronto: Emond Montgomery, 2010) (with Mary Condon and Janis Sarra).

Securities Law in Canada: Cases and Commentary (Toronto: Emond Montgomery, 2005) (with Mary Condon and Janis Sarra).

Securities Law: Cases, Notes and Materials  (Toronto: Butterworths, 1999) (with David Johnston and Gregory Peterson).

Edited Books and Journal Collections:

Law, Economics and Public Policy: Essays in Honour of Michael Trebilcock, 60:2 University of Toronto Law Journal (2010) (edited volume with Tony Duggan, Colleen Flood and Edward Iacobucci).

Conflicts of Interest in Capital Market Structures: Proceedings of the 10th Annual Queen’s Business Law Symposium (Kingston: Queen’s University Printer, 2005) (with William Flanagan).

The Corporation in the 21st Century: Proceedings of the 9th Annual Queen’s Business Law Symposium (Kingston: Queen’s University Printer, 2004) (with William Flanagan).

Responding to Globalization: Proceedings of the 8th Annual Queen’s Business Law Symposium (Kingston: Queen’s University Printer, 2003) (with William Flanagan).

Journal Publications and Book Chapters:

"Side-Payments, Opt-ins and Power: Creating a National Securities Regulator in Canada" (with Andrew Green) (2011) 51(1) Canadian Business Law Journal 1-26. 

"An Empirical Examination of the Governance Choices of Income Trusts" (2011) Journal of Empirical Legal Studies (with Edward Iacobucci). (download article)

"Combatting Terrorist Financing: Is Canada's Legal Regime Effective" (2011) 61:1 University of Toronto Law Journal 59-71. (download article)

"Why is this Taking So Long? The Case for a National Securities Regulator" (2010) 60:2 University of Toronto Law Journal (with Andrew Green). (download article

"Monitoring to Reduce Agency Costs: Examining the Behavior of Independent and Non-Independent Boards" (2010) Seattle Law Review (invited contribution for special edition in honour of Adolfe Berle) (with Frank Milne and Lynnette Purda) (forthcoming). (download article)

"Is Systemic Risk Relevant to Securities Regulation?" (2010) 60:4 University of Toronto Law Journal  941-981. (download article)

"Flexibility vs. Certainty:The Law of Arrangements after BCE" (2010) 48:2 Canadian Business Law Journal 174-189.

"Rules vs. Principles as Approaches to Financial Market Regulation" (2009) 49 Harvard International Law Journal Online 111-159. (download article from HILJO)

"Should Shareholders Rank with Unsecured Creditors in Bankruptcy?" (2008) 24:1 Banking and Finance Law Review 169-192.

"Carving the Public Interest Jurisdiction in Securities Regulation: Contributions of Justice Iacobucci" (2007) 57:2 University of Toronto Law Journal 293-313.

"Weather, Leather and the Obligation to Disclose: Comment on the Court of Appeal Decision in Kerr v. Danier Leather" (2007) 44:4 Osgoode Hall Law Journal 727-742 (with Mary Condon). (download article)

"The Role of Underwriters in Nontraditional Offerings: Empirical Evidence" (2006) 3:1 NYU Journal of Law and Business 1-35 (with Lewis Johnson). (download article)

"Voluntary vs. Mandatory Corporate Governance: Towards an Optimal Regulatory Framework" (2006) 31:2 The Delaware Journal of Corporate Law 229-252.

"Is the Dutch Auction IPO a Good Idea?’ (2006) 11:2 Stanford Journal of Law, Business and Finance 233-260. (download article)

"Inefficiency and Path Dependency in Canada’s Securities Regulatory System" (2005) 42:1 Canadian Business Law Journal 41-72 (with Peter Klein). (download article)

"The Allocation of Profits between Related Entities and the Oppression Remedy: An Analysis of Ford Motor Co. v Omers" (2005) 36:2 Ottawa Law Review 127-167 (with Kim Brooks). (download article)

"Securities Regulation at an Impasse: Developing Effective Regulation in an Ineffective Regulatory Regime" (2005) 20:2 Banking and Finance Law Review 191-216.

"Shareholder Isolation and the Regulation of Auditors" (2004) 54:1 University of Toronto Law Journal 1-44. (download article)

"Reform of the Audit Process and the Role of Shareholder Voice: Transatlantic Perspectives" (2004) 5:2 European Business Organizations Law Journal 223-292 (with Niamh Maloney). (download article)

"The Efficiency of Direct Public Offerings" (2003) 7:3 Journal of Small and Emerging Business Law 433-466. (download article)

"Securities Law in the Internet Age: Is 'Regulating by Analogy' the Right Approach?" (2001) 27 Queen’s Law Journal 129-160. (download article)  

"Comment on 'Internet-Based Securities Offerings by Small and Medium Sized Enterprises'" (2001) 35 Canadian Business Law Journal 274-280. (download article)

"Regulating Issuer Bids: The Case of the Dutch Auction" (2000) 45 McGill Law Journal 133-154. (download article

"Crash Landing - Comment on Airline Industry Revitalization Co. v. Air Canada" (2000) 25 Queen's Law Journal 659-677. (download article)

"Fairness at What Price? An Analysis of the Regulation of Going-Private Transactions in OSC Policy 9.1" (1998) 43 McGill Law Journal 115-137. (download article)

"Visible Minorities in the Multi-Racial State: When Are Preferential Policies Justifiable?" (1998) 21 Dalhousie Law Journal 92-140. (download article)

"The Deductibility Received under Disability Plans" (1997) 31:2 University of British Columbia Law Review 353- 361 (with Gita Anand).

Book Chapters and Works in Edited Collections:

"Why Has 'Free Trade' Had Minimal Effects on Financial Markets?" in Geoffrey Hale and Monica Gattinger, eds. Borders and Bridges: Canada's Policy Relations in North America (Oxford University Press, 2010).

"Regulating Auditors" in Anita Anand and William Flanagan, eds.  The Corporation in the 21st Century: Proceedings of the 9th Queen's Annual Business Law Symposium (Kingston: Queen’s University Printer, 2003).

"Towards a Normative Foundation for Canadian E-commerce Law" in Dr. Anne Fitzgerald and Annelies Moens, eds. International E-commerce Regulation 2002: Proceedings of the Electronic Commerce Group of XVIth Congress of the International Academy of Comparative Law (Australia: Thomson Lawbook Co., 2002) 25-48.

"Harmonizing Canadian Securities Laws: Considering Alternatives" in Anita Anand and William Flanagan, eds. Responding to Globalization: Proceedings of the 8th Queen's Annual Business Law Symposium (Kingston: Queen’s University Printer, 2002) 51-58.

"Related Party Transactions and Valuations: Commentary on Paper by Cathy Singer" in Critical Issues in Mergers and Acquisitions: Proceedings of the 6th Queen's Annual Business Law Symposium (Kingston: Queen’s University Printer, 1999).

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